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JPMorgan
Daily update December 18, 2021
NEWS
The SEC announced Friday that JPMorgan Securities admitted to bookkeeping failures and agreed to pay $125 million to settle the charges.
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The Securities and Exchange Commission announced a record $125 million settlement on Friday, citing “longstanding failures” by JPMorgan's securities …
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A JPMorgan spokesman declined to comment. The SEC's enforcement division started investigations of other brokerages after spotting JPMorgan's failures …
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JPMorgan Chase has agreed to pay a $125 million fine after allowing employees to discuss bank business on personal phones.
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JPMorgan's failures hindered several Commission investigations and required the staff to take additional steps that should not have been necessary,” …
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Mark Strouse, JPMorgan senior analyst, joins 'Power Lunch' to discuss solar stocks as some companies in the space see a pullback in share price.
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U.S. regulators fined J.P. Morgan Securities $200 million for “widespread” failures to preserve staff communications on personal mobile devices, …
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JPMorgan Chase has agreed to pay a $125 million penalty for allowing employees on Wall Street to use smartphone apps to get around federal …
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JPMorgan Chase & Co. executives were supposed to make sure employee communications were archived for regulatory scrutiny.
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JPMorgan Securities was hit with fines from both the Securities and Exchange Commission and the Commodity Futures Trading Commission.
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Bressler himself joined GSR in June 2021. He previously spent nearly 14 years at JPMorgan, where he was a managing director in global commodities and …
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JPMorgan's failures hindered several Commission investigations and required the staff to take additional steps that should not have been necessary,” …
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The Securities and Exchange Commission announced Friday that J.P. Morgan Securities, a subsidiary broker-dealer of JPMorgan Chase & Co., agreed to …
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JPMorgan Chase & Co. (NYSE: JPM) (“JPMorgan Chase” or the “Firm”) announced today that the Firm has entered into agreements to resolve certain …
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The Securities and Exchange Commission today announced charges against J.P. Morgan Securities LLC, a broker-dealer subsidiary of JPMorgan Chase &
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Dive Brief: JPMorgan Chase has agreed to pay a $125 million penalty to the Securities and Exchange Commission (SEC) and another …
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The SEC accused JPMorgan of a widespread and longstanding failure to preserve employee messages related to its securities business.
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At the start of 2021, Reddit discussion forums helped fuel major movement in the share prices of heavily shorted stocks like GameStop. – JPMorgan …
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JPMorgan Chase & Co. will pay a combined $200 million in fines to the SEC and CFTC after admitting that it allowed employees to discuss business …
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J.P. Morgan Securities, the stock-market unit of JPMorgan Chase, violated the SEC's record-keeping rules, the agency said.
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The SEC said on Friday that as part of the settlement, JPMorgan Securities admitted to “widespread record-keeping failures.” “Books-and-records …
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SEC officials who spoke to reporters Thursday evening said JPMorgan's failure to preserve those off-line conversations violated federal securities law …
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JPMorgan's interest earnings are about to be rerated on higher interest rates. Check out why I believe JPM stock is a worthwhile addition to any …
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JPMorgan must pay more than $200 million in fines to the SEC and CFTC after “widespread” failures to prevent employees from conducting business on …
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The Securities and Exchange Commission (SEC) announced a $125 million fine on Friday against J.P. Morgan Securities, part of banking and …
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On Friday, the Securities and Exchange Commission said that JP Morgan Securities, a subsidiary of the bank's broker-dealer, exchanged tens of …
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Faster Federal Reserve tightening is a major risk for sanguine credit markets in 2022, according to UBS. Meanwhile, JPMorgan is unwinding its …
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